The Financial Industry Regulatory Authority (FINRA), created through the consolidation of NASD (National Association of Securities Dealers) and the member regulation, enforcement, and arbitration functions of the New York Stock Exchange, is the largest non-governmental regulator for all securities firms doing business in the United States and is dedicated to investor protection and market integrity through effective and efficient regulation and complementary compliance and technology-based services.

A new single SRO [Self Regulatory Organization] for the U.S. Securities Industry was created with the joining of NASD and NYSE Regulation, Inc. in July 2007. This new SRO is the largest self-regulatory organization for securities brokers and dealers in the world. FINRA streamlines regulation by eliminating dual-regulation that existed for 200 of the largest securities firms in the U.S.

Come join us as we become a modern regulator by focusing our efforts not just on enforcement of rules, but on forward thinking activities such as member education, investor education, compliance training for industry firms and increased collaboration with other U.S. and International Regulatory bodies.

Come see what the future holds for you at FINRA. Visit us at www.finra.org/careeropportunities to learn more about our dynamic organization and our current openings.

FINRA offers full- and part-time employees working 20 or more hours per week a comprehensive benefits package. FINRA also provides certain benefits for same- and opposite-sex domestic partners.

Following is a brief description of the each benefit.